The Practicing Law Institute is the foremost national provider of continuing legal education. Its Securities Arbitration programs are presented annually in New York City, and its panels consist of highly respected practitioners representing the financial industry and its customers and representatives of the Financial Industry Regulatory Authority (FINRA). This is the second time Mr. Gitomer has participated as a panelist in this program.
Mr. Gitomer addressed issues regarding improper life insurance and annuity sales practices and the suitability of such products. Also discussed were the types of errors and omission policies typically maintained by broker-dealers and how insurance coverage affects the litigation and settlement of claims against broker-dealers and their registered representatives.