Our team has recovered tens of millions of dollars for individual and institutional investors who have been victims of securities fraud and abuse. We pursue aggressive action on behalf of our clients through arbitration, mediation, private negotiation, and litigation in state and federal courts. In addition to successfully pursuing many stockbroker fraud and abuse claims, we also have significant experience with claims related to failed investment products, deceptive insurance sales practices, and Ponzi schemes.
We choose our cases carefully: our approach is not formulaic. Our focus is on the result for each client, not on settling a certain volume of cases each year. We give each case we take highly personalized attention and our commitment to proceed to arbitration or trial when it is in the client’s best interest.
Glenn Gitomer, a seasoned securities litigator, leads our team. Glenn has been handling complex litigation for over 35 years, and is perennially rated as “preeminent” by a leading survey of his peers. He has held key leadership roles with two organizations influential in shaping policy and practice in securities law - the Public Investors Arbitration Bar Association and the National Arbitration and Mediation Committee.
In addition to representing wronged investors, we also advise securities firms on compliance, regulatory and employment matters.